Second harmonic generation (SHG; also called frequency doubling) is a nonlinear optical process, in which photons interacting with a nonlinear material are effectively "combined" to form new photons with twice the energy, and therefore twice the frequency and half the wavelength of the initial photons. It is a special case of sum frequency generation.
Second harmonic generation was first demonstrated by Peter Franken, A. E. Hill, C. W. Peters, and G. Weinreich at the University of Michigan, Ann Arbor, in 1961. The demonstration was made possible by the invention of the laser, which created the required high intensity monochromatic light. They focused a ruby laser with a wavelength of 694 nm into a quartz sample. They sent the output light through a spectrometer, recording the spectrum on photographic paper, which indicated the production of light at 347 nm. Famously, when published in the journal Physical Review Letters,[1] the copy editor mistook the dim spot (at 347 nm) on the photographic paper as a speck of dirt and removed it from the publication.[2]
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Second harmonic generation occurs in two types, denoted I and II. In Type I SHG two photons having ordinary polarization with respect to the crystal will combine to form one photon with double the frequency and extraordinary polarization. In Type II SHG, two photons having orthogonal polarizations will combine to form one photon with double the frequency and extraordinary polarization. For a given crystal orientation, only one of these types of SHG occurs.
In biological and medical science, the effect of second harmonic generation is used for high-resolution optical microscopy. Because of the non-zero second harmonic coefficient, only non-centrosymmetric structures are capable of emitting SHG light. One such structure is collagen, which is found in most load-bearing tissues. Using a short-pulse laser such as a femtosecond laser and a set of appropriate filters the excitation light can be easily separated from the emitted, frequency-doubled SHG signal. This allows for very high axial and lateral resolution comparable to that of Confocal microscopy without having to use pinholes. SHG microscopy has been used for extensive studies of the Cornea[3] and Lamina cribrosa sclerae,[4] both of which consist primarily of collagen.
Second harmonic generation is used by the laser industry to make green 532 nm lasers from an 808 nm source. The source is used to pump a Nd:YAG crystal laser to generate light at 1064 nm. This 1064 nm light is fed through a bulk KDP crystal. In high-quality diode lasers the crystal is coated on the output side with an infrared filter to prevent leakage of intense 1064 nm or 808 nm infrared light into the beam. Both of these wavelengths are invisible and do not trigger the defensive "blink-reflex" reaction in the eye and can therefore be a special hazard to the human eyes. Furthermore, some laser safety eyewear intended for argon or other green lasers may filter out the green component (giving a false sense of safety), but transmit the infrared. Nevertheless, some "green laser pointer" products have become available on the market which omit the expensive infrared filter, often without warning.[5][6]
Generating the second harmonic, often called frequency doubling, is also a process in radio communication; it was developed early in the 20th century, and has been used with frequencies in the megahertz range.
The simplest case for analysis of second harmonic generation is a plane wave of amplitude E(ω) traveling in a nonlinear medium in the direction of its k vector. A polarization is generated at the second harmonic frequency
The wave equation at 2ω (assuming negligible loss and asserting the slowly varying envelope approximation) is
where .
At low conversion efficiency (E(2ω) << E(ω)) the amplitude remains essentially constant over the interaction length, . Then, with the boundary condition we obtain
In terms of the optical intensity, , this is,
This intensity is maximized for the phase matched condition Δk = 0. If the process is not phase matched, the driving polarization at 2ω goes in and out of phase with generated wave E(2ω) and conversion oscillates as sin(Δkl/2). The coherence length is defined as . It does not pay to use a nonlinear crystal much longer than the coherence length. (Periodic poling and quasi-phase-matching provide another approach to this problem.)
When the conversion to second harmonic becomes significant it becomes necessary to include depletion of the fundamental. One then has the coupled equations:
,
,
where denotes the complex conjugate. For simplicity, assume phase matched generation (). Then, energy conservation requires that
where is the complex conjugate of the other term, or
.
Now we solve the equations with the premise
and obtain
Using
we get
If we assume a real , the relative phases for real harmonic growth must be such that . Then
or
where . From , it also follows that
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